NICHOLAS DALE is an investment adviser representative (IAR) with state registration records since 2013, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2024-11-15 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2020-01-06 | 2024-10-04 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2016-07-27 | 2019-12-26 | — |
| J.P. MORGAN SECURITIES LLC | 2015-09-24 | 2016-07-26 | — |
| CETERA INVESTMENT ADVISERS LLC | 2014-09-08 | 2015-06-22 | — |
| HANTZ FINANCIAL SERVICES, INC. | 2013-03-26 | 2014-09-08 | — |