THOMAS YEN-HSI KUO is an investment adviser representative (IAR) with state registration records since 2013, appearing at 2 firms. Currently registered with TCW INVESTMENT MANAGEMENT COMPANY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| TCW INVESTMENT MANAGEMENT COMPANY LLC | 2023-03-09 | present | Yes |
| RBC ROCHDALE, LLC | 2013-03-21 | 2014-02-26 | — |