URBAN C FLEMING is an investment adviser representative (IAR) with state registration records since 2014, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2017-09-26 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2014-08-15 | 2017-07-28 | — |