James D Vasquez

James D Vasquez is an investment adviser representative (IAR) with state registration records since 2017, appearing at 5 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (5)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2024-10-16presentYes
PFG ADVISORS2020-07-222023-06-06
CUSO FINANCIAL SERVICES, L.P.2019-09-232020-03-20
EQUITABLE ADVISORS, LLC2018-12-122019-06-08
MORGAN STANLEY SMITH BARNEY LLC2017-05-262018-09-26

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