ROGER MCCARTNEY BUDD

ROGER MCCARTNEY BUDD is an investment adviser representative (IAR) with state registration records since 2013, appearing at 3 firms. Currently registered with ROGER BUDD INVESTMENT MANAGEMENT, LLC.

Registration history (4)

FirmFromToCurrent
ROGER BUDD INVESTMENT MANAGEMENT, LLC2023-04-18presentYes
ROGER BUDD INVESTMENT MANAGEMENT, LLC2018-10-092022-12-31
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2017-02-142018-10-09
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2013-01-222016-03-24

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