JAMES B SMITH is an investment adviser representative (IAR) with state registration records since 2014, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-02-06 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2014-04-29 | 2024-02-16 | — |