CHRISTOPHER L PENA is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2017-01-02 | present | Yes |
| COMMONWEALTH EQUITY SERVICES, LLC | 2016-04-25 | 2017-11-22 | — |
| MML INVESTORS SERVICES, LLC | 2014-02-11 | 2016-04-04 | — |