David Lim

David Lim is an investment adviser representative (IAR) with state registration records since 2013, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2021-06-23presentYes
CITIGROUP GLOBAL MARKETS INC.2017-03-082021-04-29
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC2015-06-242017-03-08
CITIGROUP GLOBAL MARKETS INC.2013-08-262015-06-25

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