Spencer Kenneth Norman Richards is an investment adviser representative (IAR) with state registration records since 2019, appearing at 4 firms. Currently registered with EAGLE STRATEGIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| EAGLE STRATEGIES LLC | 2026-03-20 | present | Yes |
| OSAIC FA, INC. | 2022-10-17 | 2024-05-02 | — |
| PRUCO SECURITIES, LLC | 2019-08-14 | 2022-10-27 | — |
| EQUITABLE ADVISORS, LLC | 2019-05-03 | 2019-08-12 | — |