CARLOS SERGIO TORRES NEGRON is an investment adviser representative (IAR) with state registration records since 2014, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2022-05-18 | present | Yes |
| CUNA BROKERAGE SERVICES, INC. | 2019-05-02 | 2022-05-18 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2018-05-04 | 2019-04-10 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-08-18 | 2018-04-23 | — |
| CAPITAL ONE ADVISORS, LLC | 2015-08-28 | 2017-05-08 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-02-17 | 2015-06-16 | — |
| EQUITABLE ADVISORS, LLC | 2014-10-06 | 2015-02-02 | — |