Thomas S Soffe

Thomas S Soffe is an investment adviser representative (IAR) with state registration records since 2013, appearing at 2 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (3)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2021-08-18presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-10-042021-08-18
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2013-09-172016-09-09

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