William L. Braude

William L. Braude is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (5)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2023-06-14presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2020-05-202023-06-05
UBS FINANCIAL SERVICES INC.2017-04-102020-05-29
WELLS FARGO CLEARING SERVICES, LLC2014-04-222016-05-27
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2013-07-152014-04-22

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