SHAD ROUNDY is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with OSAIC WEALTH, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC WEALTH, INC. | 2024-09-26 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2021-02-12 | 2024-09-26 | — |
| EDWARD D. JONES & CO., L.P. | 2016-08-19 | 2021-02-16 | — |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2015-10-13 | 2016-09-12 | — |
| ALLEGIS INVESTMENT ADVISORS, LLC | 2015-08-06 | 2015-09-29 | — |
| EDWARD D. JONES & CO., L.P. | 2013-06-12 | 2015-07-30 | — |