STEVEN P KAO is an investment adviser representative (IAR) with state registration records since 2019, appearing at 3 firms. Currently registered with AE WEALTH MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | 2025-12-16 | present | Yes |
| SIGMA PLANNING CORPORATION | 2021-10-28 | 2022-06-21 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-01-07 | 2021-11-19 | — |