ANNA KATE CARROLL is an investment adviser representative (IAR) with state registration records since 2020, appearing at 2 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2020-06-15 | present | Yes |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 2020-01-02 | 2020-04-28 | — |