Derek C Smith is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2021-11-18 | present | Yes |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2019-12-10 | 2021-11-18 | — |
| EDWARD D. JONES & CO., L.P. | 2017-06-14 | 2019-06-04 | — |