Nicholas Charles Smith is an investment adviser representative (IAR) with state registration records since 2013, appearing at 3 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2018-02-23 | present | Yes |
| RBC SECURITIES, INC. | 2015-12-07 | 2018-02-13 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2013-09-24 | 2015-11-27 | — |