JAMES E. ELLIS is an investment adviser representative (IAR) with state registration records since 2018, appearing at 3 firms. Currently registered with SOUND INCOME STRATEGIES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | 2025-11-18 | present | Yes |
| AFFINITY INVESTMENT GROUP, LLC | 2020-02-20 | 2025-10-30 | — |
| TRILOGY CAPITAL, INC. | 2018-02-20 | 2020-02-04 | — |