DEREK M SHAFFER

DEREK M SHAFFER is an investment adviser representative (IAR) with state registration records since 2014, appearing at 6 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2023-08-23presentYes
CHARLES SCHWAB & CO., INC.2022-01-262023-08-11
TD AMERITRADE, INC.2016-06-242022-10-14
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2016-05-032023-08-11
PNC WEALTH MANAGEMENT2015-03-312016-04-21
EDWARD D. JONES & CO., L.P.2014-02-102015-02-19

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