CAROL ROXANNE ENGEL is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with LPL ENTERPRISE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL ENTERPRISE, LLC | 2024-11-14 | present | Yes |
| PRUCO SECURITIES, LLC | 2020-05-15 | 2024-11-14 | — |
| CETERA INVESTMENT ADVISERS LLC | 2017-04-10 | 2020-03-18 | — |