WILLIAM THOMAS ROCHE is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-01-26 | present | Yes |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2016-02-16 | 2023-09-07 | — |
| TD AMERITRADE, INC. | 2016-02-16 | 2022-10-14 | — |
| WADDELL & REED | 2014-05-29 | 2016-01-15 | — |