Samuel C Sherman is an investment adviser representative (IAR) with state registration records since 2014, appearing at 5 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2022-01-26 | present | Yes |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-12-06 | 2023-09-07 | — |
| TD AMERITRADE, INC. | 2018-12-06 | 2022-10-14 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-12-20 | 2018-11-16 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-01-23 | 2016-12-22 | — |