DIEGO DE LOS SANTOS

DIEGO DE LOS SANTOS is an investment adviser representative (IAR) with state registration records since 2015, appearing at 5 firms. Currently registered with SIGMA PLANNING CORPORATION.

Registration history (6)

FirmFromToCurrent
SIGMA PLANNING CORPORATION2025-09-24presentYes
LPL FINANCIAL LLC2021-11-182025-09-26
TRANSAMERICA FINANCIAL ADVISORS, LLC2020-03-232021-11-30
LPL FINANCIAL LLC2017-11-292018-04-13
TRILOGY CAPITAL, INC.2016-01-222020-01-29
NATIONAL PLANNING CORPORATION2015-03-032017-11-29

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