JOSEPH RANDALL LUM

JOSEPH RANDALL LUM is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with MAI CAPITAL MANAGEMENT, LLC.

Registration history (3)

FirmFromToCurrent
MAI CAPITAL MANAGEMENT, LLC2022-09-02presentYes
INTERSECT CAPITAL LLC2014-06-032022-08-05
TRUE CAPITAL MANAGEMENT2014-05-232014-06-02

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