KAI SHENG is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with HSBC SECURITIES (USA) INC..
| Firm | From | To | Current |
|---|---|---|---|
| HSBC SECURITIES (USA) INC. | 2016-05-02 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-06-11 | 2016-04-26 | — |
| EDWARD D. JONES & CO., L.P. | 2014-09-15 | 2015-06-01 | — |