ALAN AU is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2017-11-27 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-01-30 | 2017-11-09 | — |
| OSAIC INSTITUTIONS, INC. | 2016-09-20 | 2016-10-12 | — |