STEPHEN KLEIMAN is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with RBC ROCHDALE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC ROCHDALE, LLC | 2021-02-08 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2016-01-04 | 2018-07-16 | — |
| CREDIT SUISSE SECURITIES (USA) LLC | 2014-10-09 | 2016-01-28 | — |