Rico Otway is an investment adviser representative (IAR) with state registration records since 2015, appearing at 8 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2025-03-19 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2021-07-20 | 2025-03-24 | — |
| HARRISDIRECT LLC | 2020-10-22 | 2021-07-20 | — |
| TD AMERITRADE, INC. | 2019-02-15 | 2020-11-19 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2019-02-06 | 2020-11-19 | — |
| UNFCU ADVISORS LLC | 2018-07-31 | 2019-01-22 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2017-07-28 | 2018-05-01 | — |
| J.P. MORGAN SECURITIES LLC | 2016-04-14 | 2017-07-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-02-02 | 2016-04-08 | — |