RAYMOND JOHN STEIN

RAYMOND JOHN STEIN is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with NEW LIGHT FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
NEW LIGHT FINANCIAL LLC2026-01-09presentYes
NEW LIGHT FINANCIAL LLC2023-06-232025-12-31
APO FINANCIAL SERVICES, LLC2019-08-092023-04-12
HORTER INVESTMENT MANAGEMENT, LLC2014-07-012019-08-13

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