RIVER LI is an investment adviser representative (IAR) with state registration records since 2021, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2026-01-07 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2024-04-19 | 2026-01-13 | — |
| CHARLES SCHWAB & CO., INC. | 2021-12-13 | 2024-01-25 | — |