Carlos Tseng

Carlos Tseng is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (4)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2017-06-14presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-11-292017-06-05
HSBC SECURITIES (USA) INC.2016-04-282016-07-15
J.P. MORGAN SECURITIES LLC2014-10-012016-04-14

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