THOMAS GARDNER RUMPH is an investment adviser representative (IAR) with state registration records since 2015, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2020-05-05 | present | Yes |
| MML INVESTORS SERVICES, LLC | 2018-08-29 | 2020-05-06 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-04-01 | 2017-12-14 | — |