NICHOLAS RICHARD GALLI STERLING is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with OPPENHEIMER & CO. INC..
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2018-10-11 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2018-04-20 | 2018-10-12 | — |
| CHARLES SCHWAB & CO., INC. | 2017-01-25 | 2018-03-28 | — |