UMAR FAROOQ ALI

UMAR FAROOQ ALI is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with FIRST CITIZENS INVESTOR SERVICES, INC..

Registration history (5)

FirmFromToCurrent
FIRST CITIZENS INVESTOR SERVICES, INC.2019-07-08presentYes
OSAIC INSTITUTIONS, INC.2017-10-302019-06-21
LPL FINANCIAL LLC2017-01-302017-10-12
OSAIC INSTITUTIONS, INC.2016-02-172017-02-01
WELLS FARGO CLEARING SERVICES, LLC2014-12-172016-01-29

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