Joseph John Wathen

Joseph John Wathen is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2025-12-16presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2019-02-132024-02-20
CETERA INVESTMENT ADVISERS LLC2018-07-272019-02-13
THE HUNTINGTON INVESTMENT COMPANY2017-09-272018-07-24

More