Norris A. James is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2022-03-29 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-07-09 | 2022-03-14 | — |
| J.P. MORGAN SECURITIES LLC | 2018-08-09 | 2019-06-25 | — |
| UBS FINANCIAL SERVICES INC. | 2016-02-12 | 2018-05-02 | — |