NICHOLAS ETHAN RAFFIN is an investment adviser representative (IAR) with state registration records since 2016, appearing at 2 firms. Currently registered with THE RAFFIN GROUP LLC.
| Firm | From | To | Current |
|---|---|---|---|
| THE RAFFIN GROUP LLC | 2021-10-06 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-03-21 | 2020-09-08 | — |