Daniel Joshua Swain is an investment adviser representative (IAR) with state registration records since 2015, appearing at 4 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC, CARTER ADVISORY SERVICES, INC.
| Firm | From | To | Current |
|---|---|---|---|
| CARTER ADVISORY SERVICES, INC | 2024-05-17 | present | Yes |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2023-08-21 | present | Yes |
| FOUNDERS FINANCIAL SECURITIES, LLC | 2016-07-20 | 2023-08-02 | — |
| EDWARD D. JONES & CO., L.P. | 2015-03-16 | 2016-02-10 | — |