DENNIS ROY MCCARTHY

DENNIS ROY MCCARTHY is an investment adviser representative (IAR) with state registration records since 2017, appearing at 5 firms. Currently registered with TRUIST ADVISORY SERVICES, INC..

Registration history (5)

FirmFromToCurrent
TRUIST ADVISORY SERVICES, INC.2025-08-05presentYes
WELLS FARGO CLEARING SERVICES, LLC2022-11-082025-06-13
MORGAN STANLEY SMITH BARNEY LLC2022-03-142022-08-23
BANCWEST INVESTMENT SERVICES, INC.2018-08-242021-07-30
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-07-052018-08-21

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