NOEL THOMAS

NOEL THOMAS is an investment adviser representative (IAR) with state registration records since 2015, appearing at 7 firms. Currently registered with VALIC FINANCIAL ADVISORS, INC..

Registration history (8)

FirmFromToCurrent
VALIC FINANCIAL ADVISORS, INC.2024-11-26presentYes
MML INVESTORS SERVICES, LLC2022-05-112024-06-14
FIDELITY PERSONAL AND WORKPLACE ADVISORS2021-04-072022-05-05
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2020-01-172020-12-31
TD AMERITRADE, INC.2020-01-172021-01-11
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2018-05-082020-01-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-10-262017-10-17
EQUITABLE ADVISORS, LLC2015-04-292015-08-17

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