MICHAEL ALAIN CAPLICE is an investment adviser representative (IAR) with state registration records since 2015, appearing at 2 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2018-03-13 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-07-13 | 2018-01-23 | — |