Kathleen M Griffin is an investment adviser representative (IAR) with state registration records since 2015, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2026-06-18 | present | Yes |
| FACET WEALTH, INC | 2021-04-15 | 2026-03-23 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2018-12-13 | 2021-04-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-11-25 | 2017-05-01 | — |