Nicole Shao is an investment adviser representative (IAR) with state registration records since 2023, appearing at 2 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-04-30 | present | Yes |
| RBC SECURITIES, INC. | 2023-02-22 | 2025-04-25 | — |