JAMES C SHAY is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with KORNITZER CAPITAL MANAGEMENT, INC..
| Firm | From | To | Current |
|---|---|---|---|
| KORNITZER CAPITAL MANAGEMENT, INC. | 2023-10-26 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2018-10-02 | 2023-01-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-04-14 | 2018-09-24 | — |