Lindsey Nicole Rickards

Lindsey Nicole Rickards is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (3)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2026-07-10presentYes
MORGAN STANLEY SMITH BARNEY LLC2019-02-222026-07-13
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-05-022018-05-17

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