JOSEPH BATTISTA GUERRA

JOSEPH BATTISTA GUERRA is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2022-09-15presentYes
OPPENHEIMER & CO. INC.2017-09-292022-09-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-02-212017-10-04

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