BROCK WILLIS

BROCK WILLIS is an investment adviser representative (IAR) with state registration records since 2015, appearing at 3 firms. Currently registered with SOFI WEALTH LLC.

Registration history (3)

FirmFromToCurrent
SOFI WEALTH LLC2024-08-27presentYes
EMPOWER ADVISORY GROUP, LLC2022-04-202023-06-30
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2015-12-092021-06-02

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