Carolyn Chan is an investment adviser representative (IAR) with state registration records since 2015, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2021-07-13 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2018-07-03 | 2021-01-25 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-08-16 | 2018-06-02 | — |
| UBS FINANCIAL SERVICES INC. | 2016-03-14 | 2017-07-28 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-11-11 | 2016-03-15 | — |