Roger Dale Smothers

Roger Dale Smothers is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with R.D. SMOTHERS WEALTH MANAGEMENT, LLC.

Registration history (3)

FirmFromToCurrent
R.D. SMOTHERS WEALTH MANAGEMENT, LLC2026-01-08presentYes
AE WEALTH MANAGEMENT, LLC2019-08-052024-12-04
TRANSAMERICA FINANCIAL ADVISORS, LLC2016-03-102019-08-06

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