JAMES MATTHEW SMITH

JAMES MATTHEW SMITH is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (4)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2025-09-05presentYes
AVANTAX ADVISORY SERVICES2019-12-112025-09-05
SUMMIT FINANCIAL GROUP INC2018-05-302020-05-20
AVANTAX ADVISORY SERVICES2017-07-072018-06-08

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